Spread the love
borerlogo
2019 SEC EDGAR FILING CALENDAR – DEADLINES AND HOLIDAYS

SEC DEADLINES BASED ON A DECEMBER 31, 2018 FISCAL YEAR END:

FORM TYPE LARGE ACCELERATED FILERS ACCELERATED FILERS NON-ACCELERATED FILERS
Form 10-K (Period ended December 31, 2018) Friday, March 01 (60 Days from Year End) Monday, March 18 (75 Days from Year End) Monday, April 01 (90 Days from Year End)
Form NT 10-K (Form 12b-25) Monday, March 04 Tuesday, March 19 Tuesday, April 02
Form 10-K (with 15 Day extension) Monday, March 18 Tuesday, April 02 Tuesday, April 16
Form 20-F (Foreign Private Issuers) Wednesday, May 01 (4 months from Year End) Wednesday, May 01 (4 months from Year End) Wednesday, May 01 (4 months from Year End)
Form NT 20-F Thursday, May 02 Thursday, May 02 Thursday, May 02
Form 20-F (with 15 Day Extension) Thursday, May 16 Thursday, May 16 Thursday, May 16
Form 10-Q (Period ended March 31, 2019) Friday, May 10 (40 Days from Quarter End) Friday, May 10 (40 Days from Quarter End) Wednesday, May 15 (45 Days from Quarter End)
Form NT 10-Q (Form 12b-25) Monday, May 13 Monday, May 13 Thursday, May 16
Form 10-Q (with 5 Day extension) Wednesday, May 15 Wednesday, May 15 Monday, May 20
Form 10-Q (Period ended June 30, 2019) Friday, August 09 (40 Days from Quarter End) Friday, August 09 (40 Days from Quarter End) Wednesday, August 14 (45 Days from Quarter End)
Form NT 10-Q (Form 12b-25) Monday, August 12 Monday, August 12 Thursday, August 15
Form 10-Q (with 5 Day extension) Wednesday, August 14 Wednesday, August 14 Monday, August 19
Form 10-Q (Period ended September 30, 2019) Tuesday, November 12 (40 Days from Quarter End) Tuesday, November 12 (40 Days from Quarter End) Thursday, November 14 (45 Days from Quarter End)
Form NT 10-Q (Form 12b-25) Wednesday, November 13 Wednesday, November 13 Friday, November 15
Form 10-Q (with 5 Day extension) Monday, November 18 Monday, November 18 Tuesday, November 19


INVESTMENT MANAGER DEADLINES:
(45 days after calendar year end and 45 days after each of the first three calendar quarters end):

FORM TYPE DUE DATE
Form 13F-HR Thursday, February 14
Form 13F-HR Wednesday, May 15
Form 13F-HR Wednesday, August 14
Form 13F-HR Thursday, November 14

LARGER TRADER REGISTRATION DEADLINES1:

FORM TYPE DUE DATE
Form 13H Thursday, February 14

THE SEC IS CLOSED FOR THE FOLLOWING HOLIDAYS:

HOLIDAY DATE
New Year’s Day Tuesday, January 01
Martin Luther King, Jr. Monday, January 21
President’s Day/Washington’s Birthday Monday, February 18
Memorial Day Monday, May 27
Independence Day Thursday, July 04
Labor Day Monday, September 02
Columbus Day Monday, October 14
Veterans Day Monday, November 11
Thanksgiving Day Thursday, November 28
Christmas Day Wednesday, December 25

 

OTHER FORM TYPES AND DUE DATES:

Form 8-K 4 business days for events specified in items in Sections 1-6 and Section 9 in the Form 8-K PDF on our website in the SEC Filing Forms section. The following is a direct link to the Form 8-K PDF:
http://www.borerfinancial.com/docs/Form_8-K_Instructions.pdf
Schedule 13G Thursday, February 14 (45 days after fiscal year end)
Schedule 13D 10 days after the acquistion of more than 5% beneficial ownership; amendments are due promptly after material changes
Form 3 10 days after the individual becomes the reporting person
Form 4 2 business days after the transaction date
Form 5 Thursday, February 14 (45 calendar days after issuer’s fiscal year end)

 

For additional information, please contact us directly at 954-461-5769
OR
Email us directly at info@borefinancial.com
PLEASE SEE THE SEC FILING FORMS SECTION OF OUR WEBSITE FOR A COMPLETE LIST OF DOWNLOADABLE FORMS
1 Amendments to Form 13H must be filed promptly following the end of a calendar quarter in the event that any of the information contained in a Form 13H filing becomes inaccurate for any reason.