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2020 SEC EDGAR FILING CALENDAR – DEADLINES AND HOLIDAYS

 

SEC DEADLINES BASED ON A DECEMBER 31, 2019 FISCAL YEAR END:

FORM TYPE LARGE ACCELERATED FILERS ACCELERATED FILERS NON-ACCELERATED FILERS
Form 10-K (Period ended December 31, 2019) Monday,March 02 (60 Days from Year End) Monday, March 16 (75 Days from Year End) Monday, March 30 (90 Days from Year End)
Form NT 10-K (Form 12b-25) Tuesday, March 03 Tuesday, March 17 Tuesday, March 31
Form 10-K (with 15 Day extension) Tuesday, March 17 Tuesday, March 31 Tuesday, April 14
Form 20-F (Foreign Private Issuers) Friday, May 01 (4 months from Year End) Friday, May 01 (4 months from Year End) Friday, May 01 (4 months from Year End)
Form NT 20-F Monday, May 04 Monday, May 04 Monday, May 04
Form 20-F (with 15 Day Extension) Monday, May 18 Monday, May 18 Monday, May 18
Form 10-Q (Period ended March 31, 2020) Monday, May 11 (40 Days from Quarter End) Monday, May 11 (40 Days from Quarter End) Friday, May 15 (45 Days from Quarter End)
Form NT 10-Q (Form 12b-25) Tuesday, May 12 Tuesday, May 12 Monday, May 18
Form 10-Q (with 5 Day extension) Monday, May 18 Monday, May 18 Wednesday, May 20
Form 10-Q (Period ended June 30, 2020) Monday, August 10 (40 Days from Quarter End) Monday, August 10 (40 Days from Quarter End) Friday, August 14 (45 Days from Quarter End)
Form NT 10-Q (Form 12b-25) Tuesday, August 11 Tuesday, August 11 Monday, August 17
Form 10-Q (with 5 Day extension) Monday, August 17 Monday, August 17 Wednesday, August 19
Form 10-Q (Period ended September 30, 2020) Monday, November 09 (40 Days from Quarter End) Monday, November 09 (40 Days from Quarter End) Monday, November 16 (45 Days from Quarter End)
Form NT 10-Q (Form 12b-25) Tuesday, November 10 Tuesday, November 10 Tuesday, November 17
Form 10-Q (with 5 Day extension) Monday, November 16 Monday, November 16 Monday, November 23

 

INVESTMENT MANAGER DEADLINES:
(45 days after calendar year end and 45 days after each of the first three calendar quarters end):

FORM TYPE DUE DATE
Form 13F-HR Friday, February 14
Form 13F-HR Friday, May 15
Form 13F-HR Friday, August 14
Form 13F-HR Monday, November 16

 

LARGER TRADER REGISTRATION DEADLINES1:

FORM TYPE DUE DATE
Form 13H Friday, February 14

THE SEC IS CLOSED FOR THE FOLLOWING HOLIDAYS:

HOLIDAY DATE
New Year’s Day Wednesday, January 01
Martin Luther King, Jr. Monday, January 20
Washington’s Birthday Monday, February 17
Memorial Day Monday, May 25
Independence Day Friday, July 03
Labor Day Monday, September 07
Columbus Day Monday, October 12
Veterans Day Wednesday, November 11
Thanksgiving Day Thursday, November 26
Christmas Day Friday, December 25

 

OTHER FORM TYPES AND DUE DATES:

Form 8-K 4 business days for events specified in items in Sections 1-6 and Section 9 in the Form 8-K PDF on our website in the SEC Filing Forms section. The following is a direct link to the Form 8-K PDF:
http://www.borerfinancial.com/docs/Form_8-K_Instructions.pdf
Schedule 13G Friday, February 14 (45 days after fiscal year end)
Schedule 13D 10 days after the acquistion of more than 5% beneficial ownership; amendments are due promptly after material changes
Form 3 10 days after the individual becomes the reporting person
Form 4 2 business days after the transaction date
Form 5 Friday, February 14 (45 calendar days after issuer’s fiscal year end)

 

For additional information, please contact us directly at 954-461-5769
OR
Email us directly at info@borefinancial.com
PLEASE SEE THE SEC FILING FORMS SECTION OF OUR WEBSITE FOR A COMPLETE LIST OF DOWNLOADABLE FORMS
1 Amendments to Form 13H must be filed promptly following the end of a calendar quarter in the event that any of the information contained in a Form 13H filing becomes inaccurate for any reason. For example, a name change, business address or organization type change.