SEC EDGAR FILING DEADLINES

2021 SEC EDGAR Filing Calendar Deadlines & Holidays

SEC Filing Deadlines Based on a December 31, 2020 Fiscal Year End


FORM TYPELARGE ACCELERATED FILERSACCELERATED FILERSNON-ACCELERATED FILERS
Form 10-K
(Period ended Dec. 31, 2020)
Monday, March 1
(60 days from year end)
Tuesday, March 16
(75 days from year end)
Wednesday, March 31
(90 days from year end)
Form NT 10-K (Form 12b-25)
(1 day after filing due date)
Tuesday, March 2Wednesday, March 17Thursday, April 1
Form 10-K
(with 15 day extension)
Tuesday, March 16Wednesday, March 31Thursday, April 15
Form 20-F
(Foreign Private Issuers)
Monday, May 3
(4 months from year end)
Monday, May 3
(4 months from year end)
Monday, May 3
(4 months from year end)
Form NT 20-F
(1 day after filing due date)
Tuesday, May 4Tuesday, May 4Tuesday, May 4
Form 20-F
(with 15 day extension)
Tuesday, May 18Tuesday, May 18Tuesday, May 18
Form 10-Q
(Period ended March 31, 2021)
Monday, May 10
(40 days from quarter end)
Monday, May 10
(40 days from quarter end)
Monday, May 17
(45 days from quarter end)
Form NT 10-Q (Form 12b-25)
(1 day after filing due date)
Tuesday, May 11Tuesday, May 11Tuesday, May 18
Form 10-Q
(with 5 day extension)
Monday, May 17Monday, May 17Monday, May 24
Form 10-Q
(Period ended June 30, 2021)
Monday, August 9
(40 days from quarter end)
Monday, August 9
(40 days from quarter end)
Monday, August 16
(45 days from quarter end)
Form NT 10-Q (Form 12b-25)
(1 day after filing due date)
Tuesday, August 10Tuesday, August 10Tuesday, August 17
Form 10-Q
(with 5 day extension)
Monday, August 16Monday, August 16Monday, August 23
Form 10-Q
(Period ended Sept. 30, 2021)
Tuesday, November 9
(40 days from quarter end)
Tuesday, November 9
(40 days from quarter end)
Monday, November 15
(45 days from quarter end)
Form NT 10-Q (Form 12b-25)
(1 day after filing due date)
Wednesday, November 10Wednesday, November 10Tuesday, November 16
Form 10-Q
(with 5 day extension)
Monday, November 15Monday, November 15Monday, November 22

Investment Manager Deadlines 45 Days After Calendar Year End and
45 Days After Each of the First Three Calendar Quarters End

FORM TYPEDUE DATE
Form 13F-HRTuesday, February 16
Form 13F-HRMonday, May 17
Form 13F-HRMonday, August 16
Form 13F-HRMonday, November 15

Larger Trader Registration Deadlines

FORM TYPEDUE DATE
Form 13H*Tuesday, February 16

The SEC is Closed for the Following Holidays

HOLIDAYDATE
New Year’s DayFriday, January 1
Martin Luther King, Jr.Monday, January 18
President's DayMonday, February 15
Memorial DayMonday, May 31
Independence Day (Observed)Monday, July 5
Labor DayMonday, September 6
Columbus DayMonday, October 11
Veteran's DayThursday, November 11
Thanksgiving DayThursday, November 25
Christmas Day (Observed)Friday, December 24
New Year’s Day (2022) (Observed)Friday, December 31

Other Form Types and Due Dates

FORM TYPEDUE DATES
Form 310 days after the individual becomes a reporting person
Form 42 business days after the transaction date
Form 545 days after Issuer’s fiscal year end
Form 8-K4 business days after the Date of Earliest Event Recorded
Schedule 13D10 days after the acquisition of more than 5% beneficial ownership; amendments are due promptly after material changes
Schedule 13G45 days after fiscal year end
N-CEN (formerly N-SAR)All registered investment companies, other than face-amount certificate companies – 75 days after fiscal year end. Unit investment trusts – 75 days after calendar year end
N-CSRDue to be printed and mailed 60 days following the end of each half year by investment companies. EDGAR filing is due 10 days after the mailing date
N-PORT (formerly N-Q)All registered management investment companies or an exchange-traded fund organized as a unit investment trust (other than a money market fund or a small business investment company) – 30 days after the end of each month
N-PXDue no later than August 31st

*Amendments to Form 13H

*Amendments to Form 13H must be filed promptly following the end of a calendar quarter in the event that any of the information contained in a Form 13H filing becomes inaccurate for any reason. For example, a name change, business address or organization type change.

For Additional Information

Please contact us directly at (954) 461-5769 or email us directly at info@borerfinancial.com

PLEASE SEE THE SEC FILING FORMS SECTION OF OUR WEBSITE FOR A COMPLETE LIST OF DOWNLOADABLE FORMS.

*Amendments to Form 13H must be filed promptly following the end of a calendar quarter in the event that any of the information contained in a Form 13H filing becomes inaccurate for any reason. For example, a name change, business address or organization type change.

Hours of EDGAR Operations

For submitting filings are Monday to Friday, 6:00 AM – 10:00 PM ET, excluding SEC holidays.

Filings submitted after 5:30 PM ET will receive the next business day’s filing date.

Section 16 filings can be submitted up until 10:00 PM ET to receive the same filing date.

If a filing due date falls on a weekend or a federal holiday, the filing is due on the following business day.

For your convenience, you can download the 2021 SEC EDGAR filing calendar below